Nicky Thiyavutikan is a senior associate in our financial regulation practice
Nicky advises principally in the areas of financial services regulation with an emphasis on regulated institutions and market participants on licensing, conduct and disclosure requirements under Chapter 7 of the Corporations Act, and acting in respect of applications for relief from those requirements.
Nicky has developed a focus on client money rules, regulations of OTC derivatives and clearing arrangements, and marketplace rules. She is also involved in advising clients on ASIC regulatory enforcement actions, including on the Market Disciplinary Panel.
Latest Insights
Carousel: clicking the "Previous" or "Next" button changes the content between the buttons.
-
Legal development 
Notifying reportable situations Explaining ASICs updated guidance
04 May 2023
Discover more -
Legal development
Key insights into the ASIC new derivatives transaction reporting rules
21 Dec 2022
Discover more -
Legal development
From acting in the best interest to providing good advice
14 Sep 2022
Discover more -
Legal development
Responding to digitisation and automation Amendments to the ASIC Market Integrity Rules
17 Mar 2022
Discover more -
Legal development
Update on AFSL exemptions for foreign providers and fit and proper requirements
23 Feb 2022
Discover more -
Legal development
Draft legislation on licensing relief and fast-tracked licensing process
21 Dec 2021
Discover more -
Legal development
Treasury consults on proposed changes to FFSP licensing regime
13 Jul 2021
Discover more
Latest news, deals and awards
Carousel: clicking the "Previous" or "Next" button changes the content between the buttons.