Vidhi Mahajan is a senior associate in the London financial regulation practice. She advises a wide range of clients on all aspects of financial regulation
Vidhi regularly advises clients on the regulatory requirements applicable to solo and dual regulated firms, and has significant experience in preparing various regulatory applications (including authorisation applications, variation of permissions and change in control).
Her experience includes providing clients with advice and guidance on compliance with UK rules and legislation including the FCA Handbook, MiFID II, AIFMD, anti-money laundering rules, the consumer credit and mortgage regimes, the FCA's client money regime, the Senior Managers and Certification Regime (SMCR) and the Market Abuse Regulation (MAR).
Vidhi has experience in managing elements of large scale regulatory projects, including Brexit preparedness projects and has developed particular expertise in advising clients on Brexit onshoring matters. She advises clients on the regulatory elements of commercial arrangements, including referral agreements, distribution agreements, investment management agreements and commercial deals. Vidhi has extensive experience in advising on regulatory outsourcing arrangements, with a focus on ensuring agreements are compliant with relevant UK an EU rules and standards, including the EBA guidelines.
Vidhi previously worked at the Australian financial services regulator, and is able to draw on this experience when advising clients.
Latest Insights
Carousel: clicking the "Previous" or "Next" button changes the content between the buttons.
-
Legal development 
Transparency regime under UK MiFIR: FCA provides further detail (PS24/14)
28 Nov 2024
Discover more -
Legal development
Mansion House Speech: Reeves sets out her vision for the future
25 Nov 2024
Discover more -
Legal development
FCA Consultation Paper: Investment research payment optionality for fund managers (CP 24/21)
08 Nov 2024
Discover more -
Legal development
ESMA consultation on transaction data reporting and maintenance of order book data
15 Oct 2024
Discover more -
Legal development
MiFIR Review: ESMA Third Consultation on RTS 1, RTS 3, Shares CTP and RTS 2 flags
30 Aug 2024
Discover more -
Legal development
ESMA: Consultation 2: RTS 2 and draft RTS on RCB and RTS 23
30 Aug 2024
Discover more -
Legal development
Post-trade risk reduction services and the DTO: FCA consultation paper
20 Aug 2024
Discover more -
Legal development 
But wait, there's more... ECB consults on draft guidance on outsourcing to cloud service providers
17 Jun 2024
Discover more